Spirit and Matter: the Death of a Dichotomy
Chris Clarke
(Based on a talk given at the Conference of Mystics and Scientists, 2005)

Introduction

In this article I want to argue that matter matters. But let me immediately clarify that. The modern concept of a fixed, more or less immutable stuff, constituting an independent realm of given, fixed objects, is, from most viewpoints except that of Western modernity, very strange - in fact, fallacious. Also fallacious is the idea that matter is separate from a realm of spirit marked by values, creativity and fluidity; that is a split that devalues both concepts. I want to get beyond this modern concept of matter because it is an obstacle to our thoughts. If, however, we pursue the associations of the idea of matter, looking at where the idea has come from, then we find some very interesting ideas, which give us a powerful alternative conception of what the world is like. When I say that "matter matters",  it this positive quest for new ideas, rather than the modern concept of "matter", which interests me.

I will be looking at this through the lenses of history, physics and psychology. I will take the historical sequence as the structure of the article, tracing through historical phases the metamorphoses of two fundamental polarities that have shaped, and which continue to shape, Western thought. At the end of this article I will re-examine one of these polarities in terms of the idea of Ways of Knowing. I will take as my historical divisions the periods of Pre-classical, Classical, Post-Classical (Early Christian), 16th and 17th Centuries - during which the concepts of matter and spirit became progressively more sterile - followed by the Modern and (as it is termed in a felicitous phrase by Mike King, 2003), Post-Secular era - during which some of the earlier richness of ideas was recovered.

The pre-classical phase

Two polarities from Hebrew myth

In the beginning God, the One-that-is-Many, created the heavens and the earth. The earth was without form, and void; and darkness was upon the face of the deep. And the Breath of God moved upon the face of the waters ...

These lines, the start of the Bible and perhaps the most famous lines in it, set out the themes of this article. Even in English translation they convey something of the awe and mystery that fills the account. The first sentence announces starkly the theme of the coming chapter, nothing less that the totality of all that is. Then the next sentence invites us to imagine, or to fail to imagine, the starting point - a vast formless waste,m where there is nothing solid, no bounds, no light, no dark even, just empty, shifting, infinite waters; stirred by an unknowable wind, the breath of God. This vision is the realm both of matter and of Spirit.   

To understand it I want to draw on the work of Neil Douglas-Klotz (1995) who has uncovered many layers of meaning hidden in the original of this and other the early Middle Eastern text, which reveal a view of matter very different from that known to us. He stresses that, in order to understand their meaning, we have to realise the difference between the semitic languages in which such documents are written and the Greek/Roman languages into which they were translated on their way to Christianity, and through which we now view them. Semitic languages such as Hebrew, Aramaic and Arabic are based on a limited number of roots: clusters of two or three consonants which generate, through the application of a variety of pattens of word-formation, a family of words sharing a common area of meaning. Because of this, a text in a Semitic language is like a sequence of overlapping pools of broad meaning, whereas a Greek/Roman text is a sequence of separate, precisely delineated atoms of meaning.

In this text there are four words charged with meaning: "Heavens", "Earth", "Breath (or Spirit)" and "Waters". The creation story will  unfold through the interplay of these four archetypal qualities, giving a far richer picture than our "matter and spirit".

"Matter" makes its appearance as a concept at the start of the Hebrew scriptures in the first phrase, usually translated "In the beginning God created the heavens and the earth". Douglas-Klotz uncovers the pool of meaning behind "heavens" by looking at its Hebrew original, shamayim (shemayim). The "root" here, on his reading, is "ShM" (ShM) which is also found in words meaning "hear", "name", "sound" and so on, sharing an underlying idea of a permeating vibration, or a connecting meaning. A similar analysis relates the word  translated as earth aretz (aretz)  to a root indicating "a formed and fixed energy". This distinction clearly has connections with the "spirit/matter" polarity that we are familiar with; but I shall be arguing here that the Hebrew polarity has many more intricate overtones which we can savour. Douglas-Klotz draws a metaphor from modern physics (which I will consider later) in using the terms "wave" and "particle" as one interpretation of this polarity.

A second theme then makes its appearance in the next verse, in "the spirit of god moved over the face of the waters". Here a new polarity emerges between the words translated as "spirit" and "waters". The first, ruach (ruach ), like words from other languages more familiar to us, combines the ideas of breath, wind and spirit - the "breath of life" - but also an idea of "expansive power". The second, maim ( maim ), has connotations identified by Douglas-Klotz with flow and generativity, for which he chooses "womb" as one interpretation.

Thus at the start of our intellectual history we find not one simple polarity of spirit and matter, but two interlacing polarities: that of wave/particle and that of breath/womb. We will now follow the transformations of these that lead, by a process of stripping down and simplification, to our very different "spirit/matter"

spirit-matter reduction

The classical transformation

Heaven and earth as different, but connected places

Shamayim and aretz were both creative qualities and, more particularly, the places that most represented those qualities: the boundless expanse of the sky, and the structured bounded earth. Even when thought of as places, however, they were places that were in communication - though only divine beings, not humans, might be able to pass freely between them. As a symbol of this interconnection, as it came to be conceived in classical Greek times, I take the figure of the goddess Artemis, depicted below in a statue by Pierre Traverse
Diana
She is strikingly described in one of the so-called "Homeric Hymns", from which I quote a few extracts in Jules Cashford's free verse translation (2003)
Artemis I sing
with her golden arrows
and her hunting cry …


In mountains of shadow
and peaks of wind
she delights in the chase,
she arches her bow
of solid gold

she lets fly
arrows
that moan
 
Crests
of high mountains
tremble,
the forest
in darkness
screams
with the terrible howling
of wild animals

the earth itself shudders,

 …
when her heart is elated,
then she unstrings
her curved bow

and goes
to the great house
of Phoebus Apollo,
her dear bother,
in the fertile grasslands
of Delphi
and there she arranges
the lovely dances
of the Muses and Graces

There  she hangs up
her unstrung bow
and her quiver of arrows,
and gracefully
clothing her body
she takes first place
at the dances
and begins

The picture here abounds in paradox. The contrast between its two scenes is startling. First we have Artemis the hunter "with her cry", leaping hither and thither in the darkness of a forest, unleashing slaughter on the animals, creating such pain, chaos and terror that the earth herself shudders in anguish. Then "when her heart is elated" we change scene to Artemis the choreographer, calmly dressed in beautiful clothes, mingling with the gods in a scene of elegance and beauty. Not only are heaven and earth extravagantly contrasted, but Artemis is portrayed as equally at home in each. Reading other accounts (Baring and Cashford, 1993, Spretnak) the paradoxes increase: there she is not only the huntress of animals, but the carer and protector of animals, and the goddess of childbirth. How can all the elements hang together in one image? What is going on here is the nature of the mythic realm – it does not adhere to normal logic but to a wider logic in which opposites not only coexist, but call each other into simultaneous being. The hunter and the hunted are, in all the most ancient European poetry, one being. Destruction and creation are inseparable. For reasons that the logical mind cannot grasp, the intellectual realm of heaven is, for Artemis-consciousness, bound up with the opposite realm of chaos. They cannot exist without each other. This ancient Goddess requires all these paradoxes in order to exist.

To relate this to the question of matter we have to turn to the Greek of the poem. Here two words jump out: hule (forest) and gaia (the earth)While "forest" was the primary meaning of hule, within a century at most of this hymn the word was also the normal term for "matter". It is forest in the sense of the primordial, the ground out of which life springs. So the transition of Artemis between heaven and earth is also a transition between matter and spirit. And "earth" is being represented through the feminine aspect of the goddess gaia. The relationship between spirit and matter, heaven and earth, expressed in Artemis, injects the dynamic of a circle of creation and destruction in which gaia "shudders", as if in awe of the birth of which this speaks. Artemis is seen as a god of life, while death is of course present as an essential part of the cycle of life, and chaos as an essential complement to the elegantly choreographed dances of the muses.

Parallels with the earlier mythology of genesis are still prominent. The forest/matter of hule seems akin to the womb-waters of creation (maim) in genesis; Artemis is classically referred to as "the sounding one" ("with her hunting cry"), reminding us of the root meaning of shamayim in the idea of sound. As compared with the earlier Hebrew picture, however, it would be fanciful to try to discern two separate polarities at play here: heaven/spirit and earth/matter begin to take on a fusion of the two older polarities

Classical Greece

Moving on a little in time, we learn more about the Greek concept of matter from Plato. In his work Timaeus he describes the creation of the world from an ideal form of creation conceived in the mind of God. But halfway through, a disturbing thought strikes him, a thought that is one of the great deep questions of the world. What exactly is it that takes us from the abstract thought in the mind of God, to a specific THIS, a real, solid actual existence, here? It’s no good saying God can do anything – the whole point of the story is to explain the world, and if the story has no link between the idea and the reality it explains nothing. So Plato posits a counterpoise to intellectual form: a sort of unthinkable formlessness waiting for form, a “this” that is not yet a “this something”, a no-thing-ness that he calls “the receptacle or nurse of coming-to-birth”. In the light of Douglas Klotz’s usage, I take the liberty of paraphrasing this as “the womb of becoming”. And arising from the womb (matter) and the intelligible form is the actual world. Once again, the identification with maim is clear, while the other categories are taking on a different shape, as we move into a different classical world. We can note that the Latin word that is the source of our "matter" is materia, which is linked with mater, mother - also emphasising the womb theme.

Another significant role of Plato's "receptacle" is that of providing space. In the intellectual realm there is no separation, everything, like our own thoughts, mingles without boundaries. But the created world is a thing with separation: different things are in different places, and it is the receptacle, the womb of becoming, that defines a space in which that is possible. Matter is to do with places.

With Aristotle, matter and spirit are both brought "down to earth" as the two inseparable aspects to be found in any being: substance and form. But for him the creative process is not seen in an interaction between the two (as suggested by Artemis); instead it is potentiality (dunamis, from which we get "dynamic") that plays the role of hule/maim.  In the course of moving from Genesis to Aristotle we have shifted through the emotional gears. In Genesis all the terms of the polarities were powerful archetypes, charged with power and mystery. In Aristotle rationality is dominant, the here-and-now. His mastery of the power of the rational intellect that had been progressively emerging over the preceding years is indeed in itself awesome; but it is achieved at the cost of loosing the lightness, passion and feeling for the sacred that we find in Plato. Both matter and spirit have lost their divinity. The "disenchantment of the world" is under way.       

The Christian Era and the deprecation of matter

As we move into the Christian phase of the West, the polarisaton of heaven and earth into different places continues. Originally, when the enchantment of the world still cast its spell over all peoples, both heaven and earth carried the numinosity, the otherness, in the heart of all things. There were represented particularly through those inaccessible places where this numinosity was most prominent: shamayim in the peaks of mountains such as Olympus or Sinai, aretz in the rocks of the wilderness, maim in the waters or, in the form of hule, in the darkness of the forests. But also the divine was interwoven into the fabric of everyday life. Now, however, the numinosity, the abode of the God(s), became restricted to the remote and inaccessible as heaven and earth became exclusively places and no longer principles. In the case of Christianity this move was particularly ironic since, as Neil Douglas-Klotz has shown, the core message of Jesus, who taught using the language of Aramaic that is close to Hebrew, concerns malkutah d'bashmaya - the Kingdom of Heaven (shmaya) - which is "among/within you".

Not only did the developing Christian church separate heaven and earth, but it progressively down-graded the status of earth and with it the status of matter. A passage from St Paul's letter to the church in Corinth sets the tone:
(1 Corinthians 15:47) The first man [i.e. Adam] was of the dust of the earth, the second man [i.e. Jesus] from heaven. As was the earthly man, so are those who are of the earth; and as is the man from heaven, so also are those who are of heaven.
"Dust" (choikos) is derived from the word for a rubbish heap - matter has changed from the divine waters of fecund creativity to the left-over rubbish thrown out from a perfectly swept heaven.  

The 16th and 17th centuries

We now come to the move by Descartes that was to establish the modern concept of matter, a move that brought the dichotomy between heaven and earth into the nature of the human being. At the time the teachings of Aristotle stressing an inseparable polarity of form and matter were still very influential and, since form could be held to be of divine origin, acted to mitigate theology's condemnation of matter. Descartes, however, argued that, when it came to the human being, matter and soul were two quite separate entities. He defined them by the terms res extensa (extended stuff) and res cogitans (thinking stuff). Matter was made up of separate corpuscles, packed together, whose intrinsic bulk constituted space. Mind, on the other hand, was independent of space, belonging to a self-contained realm of pure thought. We see how the connection of matter with space has been retained from Plato, but now the corpuscular nature of matter deprives it of any creative potential, and it becomes Paul's "dust". The only source of true creativity is soul (res cogitans), which is a conception of the human mind in its purely rational form, stripped of the emotions which, according to Descartes (following in the steps of Augustine) belong to the body, not the soul. Rationality is divine, feeling is base. Indeed even the soul is incapable, on the earth, of any true creativity, for all change on the earth consists only of the rearrangement of the corpuscles of matter which are themselves unchangeable. Hule is capable of transformation, Cartesian matter only of rearrangement.

The picture, from Descartes' Essai sur l'homme, illustrates his conception of the human as a machine presided over by an immaterial soul. One needs to appreciate that each generation imagines humans in the image its latest technology, so that just as we imagine the human brain to be a computer, so Descartes imagined the human body to be a pneumatic automaton, inspired by the inventive designs in of  Salomon de Caus whose Les Raisons des Forces Mouvantes, published in 1615, was studied intensely by Descartes. He thought that the nerves were pipes that conducted control fluids to the various muscles, and that the ventricles of the brain were the reservoirs for these fluids. It was thus natural to see the pineal gland (the almond-shaped object in the picture), which hangs down into the the third ventricle, as the control valve of the whole system, and hence the place where the action of the soul could have most effect. This mechanisation of the body represents the final loss of any sacredness of matter.
The introduction by Descartes of corpuscles was part of a general movement in Europe towards atomism, stemming from a revival of interest in the second century philosopher Lucretius. Whereas Descartes corpuscles are packed together so as to constitute space, atoms as imagined by Lucretius can move freely through the void of empty space; atomism, in other words, is a philosophical position in which all things are made up of certain basic indivisible particles (originally called atoms, though now we use the word differently) and an independent pre-existing void or space. Interestingly, this introduction of space recovers a shadow of Plato's receptacle, which is strengthened in the work of Newton who once, in an unguarded moment, likened space to "the sensorium [sense-organ] of God". In this philosophy it is the combination of space and atoms that stands for the oldest ideas of matter.

Once the Spirit had been completely separated from matter, and matter had lost its divine quality, the world of the Spirit and God was destined to become increasingly irrelevant. Religion became personal piety and Matter began to turn into materialism. 

The modern era and beyond

In the twentieth century the first steps were taken towards recovering the interplay between matter and spirit, and with it a reflection of the earlier polarities. The period leading to the present day was one of a reconstruction of the fullness of the world, but along different lines from those of Genesis.  One can trace at least four strands in this process:
Based on my own experience I will end by briefly unpacking just the physics strand of this process, in which what was in the eighteenth century simply "matter" became unpacked into the fourfold polarity of Genesis, only one part of which was "matter" in the sense of hule.

Wave-particle duality

I shall begin with this most well-known aspect, as it is expressed in the two-slit experiment of Davison and Germer. Atoms are projected towards a screen with two slits in it onto a photographic plate where each atom turns a grain of the emulsion black.

two slit experiment
The resulting pattern of black dots is seen not to be uniform, or having two bands, but two be made up of a large number of dark and light bands, a phenomenon most obviously explained as the result of the interference of waves
interference

It seems as though all the most elementary parts of the physical world have two aspects, one of a particle form, distinct, localised (aretz), and the other of a wave form, spreading and connecting (shamayim). The circumstances determine which it is that manifests.

Maim and contemporary quantum theory

Regrettably, physics has got complicated - perhaps an indication of its coming to the end of its usefulness to human experience. It currently involves a number of different layers:

  • Quantum fields (pure form, the abstract nature of different particles)
  • Quantum state (real but not actual, potentiality)
  • Actual occurrences (more usually called “observations” - but that word only really makes sense when people are involved)
  • “Be-ables” (specifications of those things that are "able" to "be" - more usually called “observables”) – a determining framework within each particular context linking the quantum state and actual occurrences
  • Curved space-time (its role both dynamical and geometrical, still hotly debated)
The point of all this complexity is that "being" is an issue for contemporary physics, in a way that is not the case in classical physics. In the latter the world just "is", with no qualifications. Now there are at least three layers from possible to actual. The quantum-field is a purely abstract specification of what the ingredients of physics are: what electrons are, protons and so on, in the form of hypothetical patterns in space. The quantum state, which is determined by the quantum field, is a particular specification of the probabilities for particular outcomes based on the immediate and local past history. A "be-able" or observable is a specification of the wider context of a particular situation. Space-time, according to Penrose (2004), might well be implicated as the arena that initiates the final step to actual occurrence. The layers from the quantum state to space-time make a spectrum between ruach and maim, while the quantum fields are analogous to the archetypal forms that precede any sort of becoming.

Conclusions 

 I have charted a progression in which a fourfold polarity, including matter at one pole,  has contracted to the barren dichotomy of the Cartesian world view and then re-expanded in a different way. Our challenge today is to allow our own patterns of thinking and our social institutions to re-expand in the same way. The world is a living world, whose goddess Artemis moves between birth and death. Matter in the sense of the barren "stuff" of Descartes was a temporary aberration in our thought. Rather, every being has a part to play in the divine interplay of  form, receptivity, fixity and expansion that is the web of life.

References

Anne Baring and Jules Cashford The Myth of the Goddess, Arkana, 1993
Philip J Barnard and William D Teasdale  Affect Cognition and Change, Lawrence Erlbaum Assoicates, 1995
Thomas Berry The Dream of the Earth, University of California Press, 1990
Jules Cashford (Editor), Nicholas Richardson (Editor)  Homeric Hymns, Penguin Classics, 2003)
William Cronon Uncommon Ground, W W Norton,  1995
Neil Douglas-Klotz,  Desert Wisdom, Thorsons, 1995
Mary Grey  Redeeming the Dream, SPCK 1991
Mike King  “Towards a Postsecular Society”, Sea of Faith Journal, Spring 2003.
Roger Penrose The Road to Reality, Jonathan Cape, 2004
Elisabet Sahtouris and James E Lovelock, Earthdance, iUniverse, 2000
Charlene Spretnak States of Grace, Harper SanFrancistco, 1993